A Perfect Union for Advisors Built by Advisors

Combine our five-star service and premier platform with your unique business model, and you get exceptional value out of your broker-dealer and/or RIA relationship.

Brokerage

Securities & Alternatives

As a focused broker in today’s market, you need a broker-dealer that can deliver ideal service and appropriate technology as it evolves.

Hybrid

And Dual Registration

Whether you own and operate an independent RIA or are transitioning to a corporate RIA, Union Capital has compliance friendly staff and the tools to help.

Advisory

Fee-Based Business

When your financial practice is dedicated to best serve your clients, Union Capital has the resources and tools you need.

Brokerage

Securities & Alternatives

As a focused broker in today’s market, you need a broker-dealer that can deliver ideal service and appropriate technology as it evolves.

Hybrid

Fee-Based Business

When your financial practice is dedicated to best serve your clients, Union Capital has the resources and tools you need.

Advisory

And Dual Registration

Whether you own and operate an independent RIA or are transitioning to a corporate RIA, Union Capital has compliance friendly staff and the tools to help.

Who We Are

Integrity

We see our company as a family. We take pride in the quality of our work and aim to provide personal attention and professionalism.

Strategy

We are an advisor-centered culture. Union Capital has reshaped what a full service, independent broker-dealer and RIA can do for financial advisors.

Worldwide

We serve financial advisors from all over the United States of America. We also serve international investors from various countries around the world.

Union Capital Company is a full-service investment management and financial-planning firm serving private investors, corporations, and institutions worldwide. Financial Consultants are located in various states of the United States of America as well as various countries in the world.

More About Union Capital

The Benefits of working with us

A La Carte Technology

Pick & choose what you need. Nothing more. Nothing less. Account aggregation, advanced reporting, customizable statements, paperless workflow, and mobile freedom.

Stability & Strength

For almost 25 years, we have focused on thorough risk management, common-sense compliance, and our strong record with zero regulatory disclosures.

Transition Expertise

We do all the heavy lifting, from registration to signature-ready client paperwork. Here is feedback from actual advisors: “Fast, accurate & ‘nearly perfect.'”

Have Questions?

Phone: 520-664-2001

Toll-Free: 800-261-9344

Fax: 520-664-2002

Send Us a Message

© Copyright 2024. Union Capital Company. Securities and advisory services offered through Union Capital Company, member FINRA/SIPC/MSRB. Main office: 6083 E. Grant Road, Tucson, Arizona 85712; 520-664-2001.
This communication is strictly intended for individuals residing in Alabama, Arizona, California, Colorado, Connecticut, Florida, Georgia, Hawaii, Iowa, Idaho, Illinois, Indiana, Kansas, Kentucky, Louisiana, Maryland, Michigan, Minnesota, Mississippi, Missouri, Montana, New Hampshire, New Jersey, New Mexico, Nevada, New York, North Carolina, Ohio, Oklahoma, Oregon, Pennsylvania, Rhode Island, South Carolina, South Dakota, Tennessee, Texas, Utah, Virginia, Washington, Wisconsin, West Virginia, and Wyoming No offers may be made or accepted from any resident outside the specific states referenced.

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Union Capital

Member FINRA/SIPC/MSRB

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